• We are the Investor's Advocate

    WE ARE THE INVESTOR'Southward ADVOCATE

    The SEC protects investors, promotes fairness in the securities markets, and shares information about companies and investment professionals to help investors brand informed decisions and invest with confidence.

SEC Stories

graphic thumbnail with a rainbow as the background and reads: Pride 2022

In honor of Pride Month, the SEC spotlights Jorge Tenreiro, an SEC Diversity Council fellow member and old Co-Chair of the SEC's Pride Alliance.

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Chair Gensler spoke with Lloyd G. Johnson Jr., publisher of The Black In Business firm Counsel Annual Report, to discuss Variety, Disinterestedness and Inclusion (DEI) and its importance to the SEC's workforce and agenda.

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Read the SEC'southward Investor Alert to protect yourself from phone messages, emails, and messages that may falsely appear to be from the SEC.

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We Inform and Protect Investors

Investor Alerts & Bulletins

The SEC'southward Office of Investor Didactics and Advocacy bug Investor Alerts & Bulletins every bit a service to investors. Investor Alerts typically warn investors near the latest investment frauds and scams. Investor Bulletins tend to brainwash investors virtually investment-related topics including the functions of the SEC.

Nosotros Facilitate Majuscule Germination

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FinHub

The SEC's FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.

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Small Business organization

Check out our new Small Biz site, with info to help companies that want to heighten capital.

  • The SEC's Crowdfunding Offerings Information Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding

We Enforce Federal Securities Laws

Latest Administrative Proceedings

Administrative Releases

  • Free energy Capital Partners Management, LPJun fourteen, 2022
  • Weiss Asset Management LPJun 14, 2022
  • Petroteq Free energy, Inc. and Aleksandr BlyumkinJun thirteen, 2022
  • Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc. and Schwab Wealth Investment Advisory, Inc.Jun 13, 2022
  • Lijuan "Sandra" Hao, CPAJun 9, 2022

Nosotros Regulate Securities Markets

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including all-time practices that arrive more efficient to download information.

View Developer Resources

Coin Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market place Fund Statistics report. The written report reflects staff's compilation and analysis of data reported to the Commission on Course North-MFP.

Latest Data Sets

  • This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (concern addresses are provided when mailing addresses are not available) of active banker-dealers who are registered with the SEC.

    Updated

  • The Investment Adviser Data Reports' data is nerveless from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) organisation.

    Updated